The Karn Group

Trading and
Compliance Solutions

Industry Leader in Compliance Solutions including NMS 605 Analysis

The Karn Group Inc. (TKG) is a web-based provider of industry-leading compliance and trading technology including the Amended NMS Rule 605. We offer a rich suite of equity and fixed income compliance and surveillance products. TKG is a leading provider of Amended NMS Rule 605 technology for firms that will be required to do public reporting on their agency orderflow. We are the largest provider of fixed income compliance solutions for SEC and FINRA regulated broker/dealers, banks and clearing firms.
Equity Compliance

Equity Compliance

A comprehensive solution for broker/dealers to meet their SEC and FINRA best execution compliance obligations including the Amended NMS Rule 605 and conduct trade supervision.

Trade Surveillance

Trade Surveillance

An innovative surveillance system that visually displays exceptions so you can review cases in market context and facilitate exception analysis.

Fixed Income Compliance

Fixed Income Compliance

Industry-leading web-based tools that automate fixed income best execution and keep you prepared for examinations in an increasingly demanding regulatory environment.

Fixed Income Trading Technology

Fixed Income Trading Technology

State-of-the-art real-time analysis of municipal and credit market activity, term structure and spreads. Automated real-time bidding of RFQs and generation of fair value prices.

TKG Products