The Karn Group

Trading and
Compliance Solutions

Explore our products

The Karn Group Inc. (TKG) is a web-based provider of industry-leading compliance and trading technology. TKG is the largest provider of fixed income compliance solutions for SEC and FINRA regulated broker/dealers and clearing firms. In addition, TKG offerings include advanced fixed income trade automation and a rich suite of equity compliance and surveillance products.

Fixed Income Compliance

Industry-leading web-based tools that automate fixed income best execution and keep you prepared for examinations in an increasingly demanding regulatory environment.

Equity Compliance

A comprehensive solution for broker/dealers to meet their SEC and FINRA best execution compliance obligations and conduct trade supervision.

Fixed Income Trading Technology

State-of-the-art real-time analysis of municipal and credit market activity, term structure and spreads. Automated real-time bidding of RFQs and generation of fair value prices.

Trade Surveillance

An innovative surveillance system that visually displays exceptions so you can review cases in market context and facilitate exception analysis.